Great role for a commercially-focused and self-sufficient Regulatory Compliance (RC) or Risk professional, wanting to work in a customer-focused business and contribute to the highest standards of compliance, whilst contributing to a ‘’solutions-led’’ compliance culture.
Responsibilities will include providing support to relevant business areas, in order to manage compliance risks in alignment with the RC operating model, reporting significant issues to Senior Management in Business and Compliance, representing Compliance on a number of internal and external Committees and inputting into the RCA process, providing second-line challenge and oversight.
Successful candidates are expected to be degree-educated, with risk, regulatory or compliance experience ideally from within asset management or the wider UK financial services sector. Experience of investment products, distribution or investment operations is highly desirable. The role will suit pro-active individuals with strong written and verbal communication skills, who can work independently as well as part of a team, and demonstrate a good understanding of the workings and challenges of global financial services markets.