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Compliance Officer - Banking

Legal & Compliance Jobs
Job Type:
Salary Description:
£ 40-45,000 + Bens + Bonus
Start Date:
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City-based investment bank seeks an experienced banking compliance professional to assist the Department in the execution of the Branch’s compliance monitoring tasks, to promote the Branch and to maintain the compliance framework (to include MiFID II, GDPR, AML, COBS and SYSC).
Key responsibilities will include ensuring all compliance monitoring tasks are undertaken in line with the bank’s compliance framework; updating compliance procedures as necessary; developing the Compliance Manual and enhancing new joiners and leavers’ process, including training where necessary.
This role will suit candidates with at least 3 years compliance and compliance monitoring experience gained specifically in the banking sector to include a reasonable understanding of Regulatory requirements, FCA and Money Laundering Prevention as well as demonstrating a pro-active mindset with high attention to detail. 
This is a broad compliance role with exposure to Stakeholders at all levels within the bank.

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