A highly regarded Asset Manager based in the City is looking to hire an Investment Guideline Monitoring specialist to join the Investment Guideline Team. The successful candidate will have experience of UCITS investment guidelines and will support investigation of any UCITS breaches as well as training. Oversight and support to all fund management desks and the central dealing function in respect of investment guideline matters. Will have experience in using Charles River Compliance as a monitoring tool. Working as part of a specialist support team, the person appointed will ensure all regulatory, client and internal restrictions and guidelines are correctly monitored on post and pre trade basis, research breaches to determine whether they are passive or active and advise on appropriate actions. Will be working with dealers, fund managers, client account managers and operations risk on breach related
matters. Providing advice and guidance to the business on regulated fund and segregated mandate guidelines.
The IMC or IAQ qualification is desirable but not essential.
This is a fantastic opportunity for somebody to work within an energetic and collaborative culture that ensures its people love their place of work and deliver the best outcomes for clients through a high range of actively managed products.