City-based investment banking group, is seeking a talented Compliance professional to join the Compliance team and assist the bank in meeting all necessary regulatory requirements. This will include working with the Head of Compliance to ensure that Anti-Money Laundering obligations are met, and to act jointly, as point of contact and liaison with the PRA and FCA for all regulatory matters in the absence of the Compliance Head.
Key responsibilities will include assisting in the formulation of, and carrying out the Branch’s compliance monitoring programme, as well as developing and reviewing policies and procedures and carrying out monitoring tasks as assigned by the Dept Head. The successful candidate will be required to sign-off all monitoring tests, get involved in the coordination and submission of management reports and get involved in strategic planning, ensuring the Compliance function becomes an integral part of the branch.
The successful candidate will have 7+ years solid banking compliance experience and be able to contribute as an active member of a small, professional team. The ability to prioritise and meet deadlines is critical. This role will suit a compliance professional, keen to work in a broad role, in an environment where he or she can really utilise their judgement and make sound decisions.