Experienced investment compliance professional sought by leading global asset management firm to undertake daily monitoring of trading activities for Equity, Fixed Income and FX portfolios to ensure adherence to investment policies, guidelines and restrictions.
Working as part of a global team but focusing on trading activities in the London office, the successful incumbent will work closely with the Trading Desks and Portfolio Managers to promote awareness and education of all fund/account guidelines and trading policies. This will require strong communication and presentation skills and the ability to build credibility and strong working relationships with senior Investment professionals and senior management.
This is a broad and high profile role and additional responsibilities will include identifying and implementing effective processes to enhance timely reporting and monitoring of complex investment strategies and mitigate risk wherever possible.
Previous investment compliance experience from an asset management house gained from either a Trading role or daily oversight of Trading activities together with an assertive but knowledgeable approach is essential. Role will suit a good team player with ability to work independently in a pressurised, collegiate and collaborative environment. Additionally exposure to corporate compliance activities would be helpful.