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Investment Guidelines & Restrictions Analyst - Asset Management

Legal & Compliance Jobs, Risk Management Jobs, Middle Office Jobs
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Salary Description:
To £55,000 + Bonus + Bens
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Highly regarded Asset Manager based in the Docklands is looking to hire an individual who offers experience with using Charles River Compliance / BB AIM as a monitoring tool. Working as part of a specialist support team, the person appointed will ensure all regulatory, client and internal restrictions and guidelines are correctly monitored on post and pre trade basis, monitor and investigate exceptions arising from the workflow monitor within agreed timescales and escalated to relevant stakeholders where appropriate, assess Fund and Institutional mandates, coding into Charles River Compliance, BB AIM and/ or similar systems and feeding back to the business where rules cannot be coded and provision to monitor manually, investigate and resolve queries and instructions arising from various stakeholders to a high standard and ad hoc work arising from with the team as delegated by team head. Applicants
should ideally be degree educated and demonstrate 2-5 years investment compliance/ guideline monitoring experience gained in the asset management sector to include a good understanding of financial markets, investment vehicles, asset classes and benchmark indices.

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