Compliance Monitoring – Luxembourg

Sector:
Legal & Compliance Jobs
Location:
London
Job Type:
Permanent
Salary Description:
Attractive
Posted:
01-Nov-17
Start Date:
Job Ref:
exec49498

Compliance professional with a superior academic record and in-depth funds experience gained from asset management sought to join the Luxembourg office of this prestigious global house.

Key purpose of this highly visible role will be to work with senior management to develop a risk based monitoring programme.  Responsibilities will include overseeing UCITS investment restrictions for Luxembourg and Dublin funds, and providing advice to the business with regard to UCITS eligibility questions.  The role will also involve regulatory risk assessment, compliance monitoring and subsequent reporting of testing and results and designing and implementing future compliance reviews.

Applicants with demonstrate a strong work ethic, team-focused approach and an excellent working knowledge of the wider financial markets.  A high level of business acumen, strong judgement and excellent communication and stakeholder management skills are essential.

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