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Compliance - Funds

Legal & Compliance Jobs
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High calibre individual with excellent academic qualifications and a sound compliance background gained from an asset management environment sought by this dynamic and rapidly expanding investment house.

This is a new, stand alone role requiring applicants to have a good understanding of portfolio compliance monitoring, together with a strong all round awareness of the regulatory environment across multiple jurisdictions.  Knowledge of fund operations will be a distinct advantage and as such preference will be given to applicants from smaller houses with a broad understanding of all aspects of the firm, particularly investment operations.  The ability to work independently without supervision is essential.

The successful candidate will be responsible for acting as key point of contact for all compliance and regulatory issues, working closely with overseas offices to ensure consistency of approach.  As such they must demonstrate excellent stakeholder management skills in addition to technical knowledge.

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