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Funds Compliance Monitoring

Legal & Compliance Jobs, Operations Jobs, Middle Office Jobs
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Prestigious  asset management house seeks a high calibre individual with excellent analytical ability, proven knowledge of the  regulatory environment and significant investment management experience to join this busy and high profile portfolio monitoring business area.

Previous experience will be focussed on portfolio compliance and a strong working knowledge of a wide range of investment types is essential.  This knowledge will be complemented by practical experience of monitoring investment guidelines, and knowledge of all aspects of fund operations processes.  Applicants will have superior academics, an investment compliance/operations background and excellent knowledge of the regulatory environment.  

The role will suit a confident self-starter with a pro-active approach, inquisitive mind and strong controls focus.    Excellent communication and stakeholder management skills are essential.  Applicants will either be compliance professionals seeking a broader role or fund operations specialists seeking a greater exposure to compliance and controls.


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