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Portfolio Compliance Monitoring

Legal & Compliance Jobs
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Prestigious  asset management house seeks a high calibre individual with excellent analytical ability, proven knowledge of the  regulatory environment and a financial services background to join this busy and high profile portfolio monitoring business area.

Strong working knowledge of a wide range of investment types to include equities, fixed income and derivatives is essential.  This knowledge will ideally be complemented by practical experience of monitoring investment guidelines, and coding investment restrictions into a compliance monitoring system.  Sentinel experience will be strongly preferred, together with an understanding of the regulatory requirements for UCITs.

Applicants will have superior academics, an investment compliance background and good knowledge of the regulatory environment.    The role will suit a confident self-starter with a pro-active approach, inquisitive mind and strong controls focus.    Excellent communication and stakeholder management skills are essential.

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